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Compliance Analyst

Compliance Analyst

Compliance Analyst

An award winning software solution provider are searching for a compliance analyst to join their team in London. This particular client are market leaders in their space and you will develop compliance product knowledge, work with tier 1 clients to help solve their compliance and surveillance needs.

In the Role:
Collaborate with Account Managers, Sales and Technical teams to identify the Surveillance Solutions
Review existing product offerings and propose solutions
Help customers to meet the latest regulatory requirements across varied jurisdictions (e.g. MIFID)
Manage the customer subscription process, including the drafting of legal template documents
Implement Compliance solutions for message retrieval and other technical issues
Review and process customer requests and transactions

You need to have:
An understanding of the financial markets
Good understanding of regulatory requirements of MiFID II (Record Keeping and Surveillance)
The ability to work with multiple teams
The capacity to multi-task and work well under pressure
A commitment to enhancing products
Knowledge of a second European language beneficial
Technical skills advantageous including VBA, SQL and Python

This is an excellent role within a prestigious firm in the financial services technology space. If you have experience in compliance/Trade surveillance technology then please get in touch with Ryan Waters on 0203 5877007 ryan.waters@harringtonstarr.com